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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-07-20
  • NE RA
    APPROVED
    Since 2022-07-20

Branch Locations

Palmyra, NE • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Financial Services Lincoln NE 06/2003 01/2021
Allstate Financial Advisors, Llc Lincoln NE 05/2008 01/2021
Southeast Community College Lincoln NE 12/2009 12/2021
K&C Firewood Palmyra NE 02/2015 12/2021
Copple Ymca Lincoln NE 07/2017 12/2021
Securian Financial Services Saint Paul MN 02/2021 06/2022
Minnesota Life Insurance Company Saint Paul MN 02/2021 06/2022
Heritage Financial Services Omaha NE 02/2021 06/2022
Village Of Palmyra Palmyra NE 12/2006 12/2018
Securian Financial Services Saint Paul MN 01/2021 02/2021
Heritage Financial Services Omaha NE 01/2021 02/2021
Gwfs Equities, Inc Greenwood Village CA 07/2022 Present
Advised Assets Group, Llc Greenwood Village CO 07/2022 Present
  • 06/2003 → 01/2021
    Allstate Financial Services
    Lincoln, NE
  • 05/2008 → 01/2021
    Lincoln, NE
  • 12/2009 → 12/2021
    Southeast Community College
    Lincoln, NE
  • 02/2015 → 12/2021
    K&C Firewood
    Palmyra, NE
  • 07/2017 → 12/2021
    Copple Ymca
    Lincoln, NE
  • 02/2021 → 06/2022
    Securian Financial Services
    Saint Paul, MN
  • 02/2021 → 06/2022
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 02/2021 → 06/2022
    Heritage Financial Services
    Omaha, NE
  • 12/2006 → 12/2018
    Village Of Palmyra
    Palmyra, NE
  • 01/2021 → 02/2021
    Securian Financial Services
    Saint Paul, MN
  • 01/2021 → 02/2021
    Heritage Financial Services
    Omaha, NE
  • 07/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CA
  • 07/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Other Businesses

* Palmyra Action League; Palmyra, NE; volunteer/ community outreach; 03-2006-ongoing; 3 hrs/mo; 0 hrs/mo trade President of Palmyra Volunteer Rescue 4/2018-ongoing 3 hrs/month Assistant Chief Palmyra Volunteer Fire Department 4/2019-ongoing 4 hrs/month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-17
S63 Uniform Securities Agent State Law Examination 2001-09-20
  • S65 Uniform Investment Adviser Law Examination
    2007-09-17
  • S63 Uniform Securities Agent State Law Examination
    2001-09-20

View on SEC IAPD

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