William Thomas Prosser

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
WV	RA	APPROVED	2023-06-30
OH	RA	APPROVED	2023-06-28
IL	RA	APPROVED	2023-06-27
IN	RA	APPROVED	2023-06-27
KY	RA	APPROVED	2023-06-27
MI	RA	APPROVED	2023-06-27
PA	RA	APPROVED	2023-06-27
TX	RA	APPROVED	2023-06-23
ND	RA	APPROVED	2023-01-05
SD	RA	APPROVED	2022-12-19
AK	RA	APPROVED	2022-12-16
CA	RA	APPROVED	2022-12-16
HI	RA	APPROVED	2022-12-16
ID	RA	APPROVED	2022-12-16
MN	RA	APPROVED	2022-12-16
MT	RA	APPROVED	2022-12-16
OR	RA	APPROVED	2022-12-16
WA	RA	APPROVED	2022-12-16
WI	RA	APPROVED	2022-12-16
AZ	RA	APPROVED	2022-10-05

WV RA
APPROVED

Since 2023-06-30
OH RA
APPROVED

Since 2023-06-28
IL RA
APPROVED

Since 2023-06-27
IN RA
APPROVED

Since 2023-06-27
KY RA
APPROVED

Since 2023-06-27
MI RA
APPROVED

Since 2023-06-27
PA RA
APPROVED

Since 2023-06-27
TX RA
APPROVED

Since 2023-06-23
ND RA
APPROVED

Since 2023-01-05
SD RA
APPROVED

Since 2022-12-19
AK RA
APPROVED

Since 2022-12-16
CA RA
APPROVED

Since 2022-12-16
HI RA
APPROVED

Since 2022-12-16
ID RA
APPROVED

Since 2022-12-16
MN RA
APPROVED

Since 2022-12-16
MT RA
APPROVED

Since 2022-12-16
OR RA
APPROVED

Since 2022-12-16
WA RA
APPROVED

Since 2022-12-16
WI RA
APPROVED

Since 2022-12-16
AZ RA
APPROVED

Since 2022-10-05

Branch Locations

Phoenix, AZ • United States

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Usaa	Phoenix	AZ	03/2013	06/2022
Valic Financial Advisors, Inc.	Houston	TX	06/2022	Present
Agia	Houston	TX	12/2022	Present

03/2013 → 06/2022

Usaa

Phoenix, AZ
06/2022 → Present

Valic Financial Advisors, Inc.

Houston, TX
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products VINE RESOURCES LLC POSITION: Partner NATURE: This was an LLC that was formed to potentially enter into real estate transactions. One property was acquired. There has not been any business activity since this property was sold over 18 years ago. To my knowledge the LLC no longer exists. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2004 ADDRESS: 19048 N 37th Place, Phoenix AZ 85050, United States DESCRIPTION: Investment Property Management.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-23
S63	Uniform Securities Agent State Law Examination	2001-10-04

S66 Uniform Combined State Law Examination

2022-09-23
S63 Uniform Securities Agent State Law Examination

2001-10-04

Other Names

Bill Prosser
William Thomas Prosser
William Prosser

View on SEC IAPD