Best Investors
Account
Sign in
Best Investors
Account
Sign in
Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-04-17 |
| RI | RA | APPROVED | 2019-02-19 |
Branch Locations
206 Gano Street, Providence, RI 02906 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Providence | RI | 03/2009 | 02/2019 |
| Commonwealth Financial Network | Waltham | MA | 02/2019 | 06/2020 |
| Harkins Wealth Management, Llc | Providence | RI | 02/2019 | Present |
| Commonwealth Financial Network | Waltham | MA | 06/2020 | Present |
1. Owner, My Divorce Ally, Inc.; divorce planning services; as of 08/09/2021; 2% of time spent during business hours; Conducted at branch location; Not Investment related. 2. Divorce planning services, My Divorce Ally, Inc., as of 08/09/2021; 2% of time spent during business hours; Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-24 |
Reach out to this advisor