Jeffrey De Alday Regalado

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL
• 08/2013 → Present
  Titanium Financial & Insurance Services Inc.
  Irvine, CA

Previous Registrations

• 2008-05-30 → 2010-07-16
  Mm Ascend Life Investor Services, Llc
  Cincinnati, OH
  Irvine, CA

Other Businesses

TITANIUM FINANCIAL & INSURANCE SERVICES INC. 2030 MAIN STREET SUITE 1300 IRVINE, CA 92614 949-502-6666; NON INVESTMENT RELATED INSURANCE FOR HEALTH INSURANCE AND FIXED ANNUITIES. SINCE 2013, 4 HOURS A DAY INSURANCE BUSINES POSITION: DIRECTOR NATURE: PROPERTY CASUALTY AND FIXED INSURANCE BUSINESS., WE OFFER HOMEOWNERS AND AUTO INSURANCE AND FIXED LIFE PRODUCTS. INVESTMENT RELATED: NO NUMBER OF HOURS: 36 INVESTMENT RELATED HOURS: 2 START DATE: 07/01/2005 ADDRESS: 2030 MAIN STREET SUITE 1300, IRVINE CA 92614 DESCRIPTION: PROPERTY CASUALTY AND FIXED INSURANCE AGENT. TITANIUM FINANCIAL & INSURANCE SERVICES INC POSITION: DIRECTOR NATURE: FIXED INSURANCE (ANNUITIES), LIFE INSURANCE, HEALTH INSURANCE, PROPERTY & CASUALTY INVESTMENT RELATED: YES NUMBER OF HOURS: 120 INVESTMENT RELATED HOURS: 6 START DATE: 08/01/2013 ADDRESS: 2030 MAIN STREET, SUITE 1300, IRVINE CA 92614 DESCRIPTION: AGENT, YAM 2012 GRANDCHILDREN TRUST POSITION: Third trustee in line NATURE: Trustee duties, decisions etc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/24/2020 ADDRESS: 1 Park Plaza, Suite 600, Irvine CA 92614, United States DESCRIPTION: Third in line to a trust held for family grandchildren in case my cousin or his wife are not able to take care of their children I am perform trustee duties according to trust. TITANIUM STRATEGIC LEGAL SOLUTIONS, PC POSITION: CFO NATURE: Pharmaceutical contracts Law. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 06/07/2021 ADDRESS: 1 Park Plaza, Suite 600, Irvine CA 92614, United States DESCRIPTION: CFO for company, helping start up law firm, one attorney present. TITANIUM RECRUITING INC. POSITION: CFO NATURE: Recruiting and placement services INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2021 ADDRESS: 15260 Ventura Blvd, Suite 1200, Sherman Oaks CA 91403, United States DESCRIPTION: CFO / start up company and help it operate properly. MORTON MANUFACTURING Is Not Investment Related, Aerospace Fasteners, Director and Chief Strategy Officer, 2024-01-01, 5 hours per month, 0 hours per month during trading hours, Other Compensation, "Actively on Board of Directors now, Still advising on direction of company and turning it around to profitability. Minimal amount per month spent on this OBA board meetings once a month and occasionally on site or meetings with execs on operational strategies and projections etc. Cousin asked to come on board more permanent than just board of directors to continue to guide and help company stay profitable since we turned around the plant from a period of loss.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-21
• S63 Uniform Securities Agent State Law Examination
  2001-08-14

Other Names

• Jeffrey Alday Regalado