Best Investors
Account
Sign in
2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-15 |
| MA | RA | APPROVED | 2016-07-05 |
Branch Locations
25 Recreation Drive Suite 106, Hingham, MA 02043 • United States
2601 Main Street Suite 100, Irvine, CA 92614 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Denver | CO | 06/2001 | 11/2017 |
| Trilogy Capital, Inc. | Woburn | MA | 11/2015 | Present |
| Lpl Financial Llc | Woburn | MA | 11/2017 | Present |
| Trilogy Financial Services | Woburn | MA | 11/2001 | 10/2022 |
| Trilogy Financial Services | Woburn | MA | 10/2022 | Present |
1. 11/29/2017 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Advisor - Start Date 12/2015. 2. 11/29/2017 - Trilogy Financial Services - Investment Related - At Reported Business Location(s) - Insurance Agency - Agent - Start Date 2001 - Trilogy Financial Services - Managing General Agent, Life, LTC. 3. 02/14/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 12/2015 - 120 Hours Per Month/ During Securities Trading - I provide investment advisory services through Trilogy Capital, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 07/14/2022 - My Secure Advantage - Not Investment Related - At Reported Business Location(s) - Other - Teaching/Education - guest speaker - Start Date - 06/13/2022 - 2 Hours Per Month/2 Hours During Securities Trading - My Secure Advantage- teacher.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-09 |
Reach out to this advisor