Kathleen Lynn Knapp

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → Present
  Fundament Financial Services, Inc.
  Seminole, FL
• 09/2014 → 07/2025
  Next Financial Group
  Houston, TX
• 07/2025 → Present
  Lpl Financial Llc
  Largo, FL

Previous Registrations

• 2017-06-09 → 2025-07-10
  Next Financial Group, Inc.
  Largo, FL
  Seminole, FL
  Houston, TX

Other Businesses

1- 07/2025 - Fundamental Financial Services, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/14/2002 - 140 hours per month/ during trading 2- 07/2025 - Fundamental Financial Services, Inc. - Non-Variable Insurance - President - Investment Related - At Reported Business Location(s) - Start Date 02/14/2002 - 10 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-06-06
• S63 Uniform Securities Agent State Law Examination
  2001-12-17