Thomas Paul Muldoon

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 02/2020
  L.R. Webber Associates, Inc.
  Duncansville, PA
• 08/2015 → 02/2020
  Pensionmark Financial Group, Llc
  Santa Barbara, CA
• 08/2015 → 09/2017
  Capfinancial Securities, Llc
  Raleigh, CA
• 09/2017 → 02/2020
  Pensionmark Securities, Llc
  Duncansville, PA
• 02/2020 → Present
  First National Bank Of Pa
  State College, PA
• 02/2020 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 02/2020 → Present
  Cetera Investment Advisers Llc
  State College, PA

Previous Registrations

• 2015-08-28 → 2020-02-13
  World Investment Advisors, Llc
  Duncansville, PA
  Lincroft, NJ
• 2014-09-09 → 2015-09-04
  Independent Financial Partners
  Duncansville, PA
• 2005-02-08 → 2014-09-09
  Financial Telesis Inc
  Ducansville, PA
  Rockville, MD
  Rockville, MD
• 2003-11-05 → 2004-12-01
  Valmark Advisers, Inc.
  Rockville, MD
• 2002-08-29 → 2003-07-03
  Principal Securities, Inc.
  Bethesda, MD

Exams

• S66 Uniform Combined State Law Examination
  2001-09-18

Other Names

• Thomas Paul Muldoon
• Thomas Paul Muldoon