Nicholas William Thomas

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → Present
  Commomwealth Financial Network
  San Diego, CA

Previous Registrations

• 2009-01-02 → 2016-02-23
  Raymond James Financial Services Advisors, Inc
  Frisco, TX
  Frisco, TX
• 2005-09-09 → 2009-01-02
  Raymond James Financial Services, Inc.
  Frisco, TX
  Franklin, TN
  Nashville, TN
  Franklin, TN
  Springfield, TN

Other Businesses

1. Fixed insurance sales; as of 02/01/2016, 5% of time spent during business hours, investment related; conducted at branch location. 2. Owner and president of Retirement Lifestyle Consultants, LLC, operating company for insurance, securities, and advisory business; as of 02/01/2016, 100% of time spent during business hours, investment related; conducted at branch location. 3. Co-owner, Taychas Advisors, LLC; entity formed to own a restaurant; Located at 311 N 4th St STE 100 Sanger TX 76266; as of 01/17/2025; 0% of time spent during business hours; Not Conducted at branch location; Not Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-01
• S63 Uniform Securities Agent State Law Examination
  2003-05-15

Other Names

• Nick W. Thomas
• Nick W. Thomas