Russell Yamauchi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → 10/2016
  Princor Financial Services
  Honolulu, HI
• 10/2016 → 12/2019
  Principal Securities Inc
  Honolulu, HI
• 01/2020 → 07/2025
  Next Financial Group
  Honolulu, HI
• 07/2025 → Present
  Lpl Financial Llc
  Honolulu, HI

Previous Registrations

• 2020-01-07 → 2025-07-10
  Next Financial Group, Inc.
  Park City, UT
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI
• 2006-06-06 → 2019-12-31
  Principal Securities, Inc.
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI

Other Businesses

1. 07/10/2025- Russell Yamauchi- Property and Casualty- INV Related- At Reported Business Location(s)- Start date 09/01/2009- 20 Hours Per Month- 5 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-05
• S63 Uniform Securities Agent State Law Examination
  2001-08-16

Other Names

• Russell Ken Yamauchi