Ian C Klass

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC

Previous Registrations

• 2009-10-12 → 2010-10-14
  Blackrock Fund Advisors
  San Francisco, CA
• 2009-01-08 → 2009-09-10
  Banc Of America Investment Services, Inc.
  New York, NY
  Boston, MA
  New York, NY
  New York, NY
  Boston, MA
• 2007-10-10 → 2008-12-31
  Bofa Advisors, Llc
  New York, NY
  New York, NY
• 2003-04-21 → 2007-10-11
  Banc Of America Investment Services, Inc.
  New York, NY
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2001-08-06

Other Names

• Ian Christopher Klass