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Travelers Rest, SC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-28 |
| NV | RA | APPROVED | 2026-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Counsel Company | Las Vegas | NV | 05/2008 | 06/2020 |
| Capstone Capital Group, Inc. | Henderson | NV | 07/2020 | 10/2022 |
| Educe Enterprises | Park City | UT | 11/2022 | 04/2023 |
| Hatherley Capital Management, Llc Dba The Retirement Solutions G | Travelers Rest | SC | 11/2022 | 10/2025 |
| Capstone Capital Wealth Advisors | Henderson | NV | 11/2021 | 10/2022 |
| Ria Ops Llc | Travelers Rest | SC | 10/2023 | Present |
| Hatherley Capital Management, Llc Dba The Retirement Solutions G | Travelers Rest | SC | 01/2026 | Present |
(1) RIA OPS LLC; yes; Travelers Rest, SC; Staffing and Operations Consulting; Owner/Consultant; 10/2023; 60 hrs./month; 4 hrs. during trading; Consult on staffing and operational processes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-08 |
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