David Allen Roper

Current Employers

Employment History

• 11/1994 → Present
  Roper & Roper Pc
  Germantown, MD
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Germantown, MD
• 01/2010 → Present
  Kestra Investment Services, Llc
  Germantown, MD

Previous Registrations

• 2000-02-10 → 2009-12-31
  Medallion Advisory Services, Llc
  Germantown, MD

Other Businesses

Business Name: Democracy Realty I, LLC. Investment Related: No Address: 13237 Executive Park Ter. Germantown MD 20874 Nature of Business: Real Estate Position: Tax Matters Partner Start Date: 1/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Tax Matters Partner Business Name: Roper & Roper, P.C. Investment Related: No Address: 13237 Executive Park Terrace Germantown MD 20874 Nature of Business: Tax/Accounting Position: President Start Date: 11/1/1994 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Tax preparation Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Coffman Recycling Center, Inc. Investment Related: No Address: 8027 Reichs Ford Road Frederick MD 21704 Nature of Business: Other Back Office Operations Position: VP and Treasurer. Start Date: 12/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Perform accounting and tax activities. Business Name: ROPER FINANCIAL SERVICES POSITION: Owner/President NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 12/01/1999 ADDRESS: 13237 Executive Park Terrace, Germantown MD 20874 DESCRIPTION: Everything associated with operating a financial services business through Kestra. Business Name: DAVID A ROPER REVOCABLE LIVING TRUST DTD MAY 16, 2023. POSITION: Grantor of Trust NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/16/2023 ADDRESS: 7003 Freedom Way, Frederick MD 21703 DESCRIPTION: Grantor of Trust

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-03
• S63 Uniform Securities Agent State Law Examination
  1999-10-27

Designations