Robert Louis Van Erem

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-11

TX RA
APPROVED

Since 2026-08-11

Branch Locations

17 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bbva Compass Insurance Agency, Inc.	Austin	TX	08/2015	07/2021
Compass Bank	Birmingham	AL	08/2015	07/2021
Bbva Securities Inc.	Houston	TX	08/2015	07/2021
Bbva Wealth Solutions Inc	Houston	TX	08/2015	07/2021
Fidelity Investments	Houston	TX	07/2021	08/2026
Fidelity Investments	Boston	MA	03/2025	08/2026
Fifth Third Bank	Dallas	TX	08/2026	Present
Fifth Third Securities	Dallas	TX	08/2026	Present

08/2015 → 07/2021

Bbva Compass Insurance Agency, Inc.

Austin, TX
08/2015 → 07/2021

Compass Bank

Birmingham, AL
08/2015 → 07/2021

Bbva Securities Inc.

Houston, TX
08/2015 → 07/2021

Bbva Wealth Solutions Inc

Houston, TX
07/2021 → 08/2026

Fidelity Investments

Houston, TX
03/2025 → 08/2026

Fidelity Investments

Boston, MA
08/2026 → Present

Fifth Third Bank

Dallas, TX
08/2026 → Present

Fifth Third Securities

Dallas, TX

Previous Registrations

2025-03-31 → 2026-08-17

Strategic Advisers Llc

Houston, TX

Houston, TX

Crosby, TX

Boston, MA
2021-09-03 → 2025-03-31

Fidelity Personal And Workplace Advisors

Houston, TX
2015-08-21 → 2021-07-09

Pnc Managed Account Solutions, Inc.

Houston, TX

Katy, TX

Houston, TX
2015-01-28 → 2015-08-07

Capital One Advisors, Llc

Seattle, WA
2014-02-21 → 2015-01-28

Capital One Financial Advisors Llc

Melville, NY

Houston, TX
2012-10-10 → 2014-02-12

J.P. Morgan Securities Llc

Houston, TX

Houston, TX
2011-09-19 → 2012-09-27

U.S. Bancorp Investments, Inc.

Albuquerque, NM

Albuquerque, NM

Santa Fe, NM

Santa Fe, NM

Albuquerque, NM
2011-01-03 → 2011-10-05

Wells Fargo Clearing Services, Llc

Santa Fe, NM

Santa Fe, NM

Rio Rancho, NM

Albuquerque, NM

Santa Fe, NM

Santa Fe, NM

Albuquerque, NM
2007-06-13 → 2011-01-03

Wells Fargo Investments, Llc

Santa Fe, NM

Santa Fe, NM
2007-05-23 → 2007-06-08

Wamu Investments, Inc.

Auburn, WA

Enumclaw, WA

Puyallup, WA

Sumner, WA

Auburn, WA

Bonney Lake, WA

Puyallup, WA

Puyallup, WA
2007-02-13 → 2007-05-15

Wells Fargo Investments, Llc

Albuquerque, NM

Albuquerque, NM

Albuquerque, NM

Albuquerque, NM

Albuquerque, NM

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-07
S63	Uniform Securities Agent State Law Examination	2001-08-24

S66 Uniform Combined State Law Examination

2007-02-07
S63 Uniform Securities Agent State Law Examination

2001-08-24

Other Names

Bob Louis Van Erem
Robert Louis Van Erem
Robert Louis Van Erem

View on SEC IAPD