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Inactive

Jay Michael Frederick

Ethos Capital Group, LLC

Little Rock, AR

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Current Employers
Ethos Capital Group, Llc

3801 Woodland Heights Rd Suite 125F, Little Rock, AR 72212 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-01
TX RA APPROVED_RES 2021-10-08
LA RA APPROVED 2021-09-27
  • AR RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2021-10-08
  • LA RA
    APPROVED
    Since 2021-09-27

Branch Locations

3801 Woodland Heights Rd Suite 125F, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ethos Capital Group, Llc Jonesboro AR 04/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-20
  • S66 Uniform Combined State Law Examination
    2001-09-20
Designations
Other Names
  • Jay Frederick

View on SEC IAPD

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EDWARD JONES · LITTLE ROCK, AR
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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