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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-05 |
| FL | RA | APPROVED | 2025-08-12 |
Branch Locations
6260 Lake Osprey Dr, Lakewood Ranch, FL 34240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Sarasota | FL | 03/2007 | 11/2018 |
| Avantax Investment Services, Inc. | Sarasota | FL | 11/2018 | 09/2025 |
| Avantax Advisory Services | Sarasota | FL | 11/2018 | 09/2025 |
| Avantax Insurance Agency Llc | Sarasota | FL | 11/2018 | 09/2025 |
| Sunshine Investment Homes | Parrish | FL | 04/2010 | Present |
| Aksala Wealth Advisors, Llc | Lakewood Ranch | FL | 10/2018 | Present |
| Avantax Planning Partners, Inc. | Sarasota | FL | 05/2021 | Present |
| Sunshine Investment Homes | Parrish | FL | 04/2010 | Present |
| Cetera Investment Advisers, Llc | Schaumburg | IL | 08/2025 | Present |
| Cetera Wealth Services, Llc | Lakewood Ranch | FL | 09/2025 | Present |
| Sarasota Herald Tribune | Lakewood Ranch | FL | 03/2016 | Present |
| Aksala Ventures Llc | St. Petersburg | FL | 07/2026 | Present |
1) Sunshine Investment Homes 11715 69th St East~Parrish~FL~34219~Rental Property~Other~4/23/2010~5hrs~5hrs~I manage the properties, arrange maintenance, advertise the properties, manage tenants and collect rents. I spend a majority of my time arranging for maintenance and managing the tenants. 2) PALMETTO CHARTER SCHOOL POSITION: Volunteer Board Member NATURE: Volunteer School Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/22/2020 ADDRESS: 1601 17st St W, Palmetto FL 34221, DESCRIPTION: Attend school board meetingsReview proposals 3) AKSALA WEALTH ADVISORS, LLC POSITION: Owner NATURE: Financial Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/10/2018 ADDRESS: 6260 Lake Osprey Dr, Lakewood Ranch FL 34240, United States DESCRIPTION: Provide long-term retirement and investment planning advice. 4). NAME OF OTHER BUSINESS: SARASOTA HERALD TRIBUNE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COLUMNIST; START DATE: 03/09/2016; POSITION/TITLE/RELATIONSHIP: GUEST COLUMNIST; APX NUMBER OF HRS PER WEEK: 1; APX NUMBER OF HRS DURING TRADING HOURS:1; BRIEF DESCRIPTION OF DUTIES: COLUMNIST ON FINANCIAL EDUCATION TOPICS; 5) NAME OF OTHER BUSINESS: AKSALA VENTURES LLC; INVESTMENT RELATED: NO; ADDRESS: 7901 4TH ST N, STE 300, ST. PETERSBURG, FL 33702; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-01 |
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