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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-07 |
Branch Locations
12 South Bedford Road, Mount Kisco, NY 10549 • United States
2651 Strang Blvd., Yorktown Heights, NY 10598 • United States
538 Preston Avenue, Meriden, CT 06450-4858 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities | New York | NY | 09/2009 | 04/2022 |
| Rbc Capital Markets, Llc | New York | NY | 04/2022 | 06/2024 |
| Osaic Institutions, Inc. | Meriden | CT | 10/2024 | Present |
| Pcsb Bank | Yorktown Heights | NY | 10/2024 | Present |
| Unemployed | Mount Jisco | NY | 07/2024 | 09/2024 |
*MAFA REAL ESTATE *NOT INVESTMENT RELATED IT'S RENTAL PROPERTY *15 ELM STREET, CORTLANDT MANOR, NY 10567 *RENTAL PROPERTY IS THE NATURE OF THE BUSINESS *I AM A GENERAL PARTNER *VICE PRESIDENT *BOUGHT A PROPERTY WITH MY BROTHER INLAW AND I MANAGE THE BANK ACCOUNTS. *STARTED ON 10/01/2012 *NOT MUCH TIME SPENT ON THE BUSINESS AT ALL AS WE HAVE NO MORE RENTAL PROPERTIES AT THE MOMENT *NO TIME SPENT DURING SECURITIES TRADING HOURS *I KEEP TRACK OF THE BANK ACCOUNTS AND MAKE SURE WE DO NOT GO UNDERFUNDED IN THE ACCOUNTS. *I also have a rental properties that I own by myself not part of an LLC. > 2672 Evergreen St., Yorktown Heights, NY 10598 (Acquired on 8/2005) *NOT MUCH TIME SPENT ON THE BUSINESS AT ALL - NO TIME SPENT DURING SECURITIES TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-26 |
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