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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-30 |
| TX | RA | APPROVED | 2023-06-16 |
Branch Locations
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
1100 Orange Ave Floor 2, Winter Park, FL 32789 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Truist Investment Services, Inc | Winter Park | FL | 05/2006 | 06/2023 |
| Truist Advisory Services, Inc. | Atlanta | GA | 08/2016 | 06/2023 |
| Rockefeller Financial Llc | Winter Park | FL | 06/2023 | Present |
1) AHA Fund 1 LLC, Universit Sun Estates 2&3; Investment Related; 2503 Versailles Way, Winter Park, FL 32789; Real Estate; Limited Partner; 10/2001; Zero hours per month; Real Estate Investments. 2) Florida Sun Estates LLC; Investment Related; 2503 Versailles Ave, Winter Park, FL 32789; Real Estate; Limited Partner; 08/2021; Zero hours per month; Real Estate Investments. 3) St Pete Sun Estates 1&2 LLC; Investment Related; 2503 Versailles Ave, Winter Park, FL 32789; Real Estate; Limited Partner; 08/2021; Zero hours per month; Real Estate Investments. 4) Village Sun Estates LLC , Tampa Sun Estates 5; Investment Related; 2503 Versailles Ave, Winter Park, FL 32789; Real Estate; Limited Partner; 08/2021; Zero hours per month; Real Estate Investments. 5) DeGrace Family Holdings LLC; Investment related; Winter Park, FL; Part partner of LLC; 07/01/2025; 1 hour a quarter and 0 hours during trading hours. LLC created to hold investments and real estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-07 |
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