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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-29 |
| NJ | RA | APPROVED | 2021-07-15 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Macquarie Capital (Usa) Inc. | New York | NY | 07/2009 | 05/2019 |
| Hightower Securities Llc | Chicago | IL | 05/2019 | 07/2021 |
| Hightower Advisors Llc | Chicago | IL | 05/2019 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Short Hills | NJ | 07/2021 | Present |
HNM MOOSE, INC; NOT INVESTMENT RELATED; MADISON,NJ; 100% OWNERSHIP WITH SPOUSE; START DATE 09/01/2016; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; RE-SELLER OF CHILDREN'S CLOTHING, FURNITURE, TOYS AND ACCESSORIES. CO-TRUSTEE FOR CLOSE FRIEND'S DAUGHTER; INV. RELATED; NEW YORK, NY; START DATE 7/2021; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING. POWER OF ATTORNEY FOR PARENTS ; INV RELATED; CHESTNUT HILL, MA; POA; START DATE: 11/28/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| POWER OF ATTORNEY FOR MOTHER; INV RELATED; CHESTNUT HILL, MA; POA; START DATE: 11/26/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-11 |
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