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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-03-21 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services, Inc. | Sumter | SC | 01/2016 | 03/2026 |
| First Citizens Investor Services | Columbia | SC | 04/2010 | 03/2026 |
| Osaic Wealth Inc | Orangeburg | SC | 03/2026 | Present |
1. FINRA POSITION: Arbitrator NATURE: SRO - Self Regulatory Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/19/2006 ADDRESS: 3400 Preserve Ct, Sumter SC 29150, United States DESCRIPTION: Serve as a non-public arbitrator as available and selected to hear and adjudicate arbitration cases. 2. CHRISTOPHER LAMB - INSURANCE PRODUCER POSITION: Producer NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2001 ADDRESS: 605 Antlers Dr, Sumter SC 29150, United States DESCRIPTION: Sales and service of insurance, LAH insurance SC license #6446152. This recently included the servicing of existing contracts through Liberty/Capitol group policies held by several clients. Liberty does not have a selling agreement with Osaic for their fixed products which requires us to contract with them outside of Osaic. 3. C&N WEALTH MANAGEMENT POSITION: Producer NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/20/2026 ADDRESS: 605 Antlers Dr, Sumter SC 29150, United States DESCRIPTION: Providing clients with financial solutions for identified needs within their risk tolerance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-23 |
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