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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-20
WA RA APPROVED 2019-05-31
  • TX RA
    APPROVED
    Since 2025-11-20
  • WA RA
    APPROVED
    Since 2019-05-31

Branch Locations

160 S. 16Th Ave., Othello, WA 99344 • United States

1800 S Clover, Suite 2, Moses Lake, WA 98837 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Afg Brokerage, Llc Othello WA 01/2004 Present
Capital Financial Services, Inc. Minot ND 03/2007 05/2019
Generational Investments Othello WA 06/2003 Present
Generational Planning Strategies Othello WA 07/2015 12/2019
Lpl Financial Llc Othello WA 05/2019 Present
  • 01/2004 → Present
    Afg Brokerage, Llc
    Othello, WA
  • 03/2007 → 05/2019
    Capital Financial Services, Inc.
    Minot, ND
  • 06/2003 → Present
    Generational Investments
    Othello, WA
  • 07/2015 → 12/2019
    Generational Planning Strategies
    Othello, WA
  • 05/2019 → Present
    Othello, WA
Previous Registrations
  • 2012-11-13 → 2019-05-31
    Capital Financial Services, Inc.
    Othello, WA
    Minot, ND
    Moses Lake, WA
Other Businesses

1) 5/31/2019 - Insurance Agency - AFG Brokerage LLC - Othello, WA 2) 5/31/2019 - Real Estate Rental - Fusion Holdings LLC - 449 E Cedar Blvd, Othello, wa 99344 3) 5/31/2019 - Business Entity For Tax/Investment Purposes Only - Generational Investments - Othello, WA 4) 5/31/2019 - Non-Variable Insurance - Ashton Financial LLC - Othello, WA 5) 5/31/2019 - Real Estate Rental - ABR Holdings - 449 E Cedar Blvd, Othello, WA 99344 6) 9/3/2019 - GPS Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/06/2019 - 120 Hours Per Month/80 Hours During Securities Trading. 7) 12/11/2019 - GPS Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/28/2019 - 80 Hours Per Month/40 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-06-28
  • S63 Uniform Securities Agent State Law Examination
    2001-06-28
Designations

View on SEC IAPD

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