Dalia Brenda Postigo

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-11-29

TX RA
APPROVED_RES

Since 2006-11-29

Branch Locations

Water Mill, NY • United States

Halcottsville, NY • United States

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2006	Present

07/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

I*78489 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CP3 GLOBAL LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10023 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/2/2015 NUMBER OF HOURS DEVOTED: 40 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PHOTOGRAPHY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-10-25

S63 Uniform Securities Agent State Law Examination

2006-10-25

Other Names

Dalia Brenda Postigo
Dalia B Postigo
Dalia Brenda Postigo Flores

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