Andre Charles Mcdonald

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-05-20
MD	RA	APPROVED	2009-04-22

TX RA
APPROVED_RES

Since 2018-05-20
MD RA
APPROVED

Since 2009-04-22

Branch Locations

Urbana, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Urbana	MD	04/2009	Present

04/2009 → Present

Lpl Financial, Llc

Urbana, MD

Previous Registrations

2006-02-21 → 2009-05-12

Citigroup Global Markets Inc.

Towson, MD

Hunt Valley, MD

New York, NY

Hunt Valley, MD
2001-11-07 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Hunt Valley, MD

Other Businesses

1. 11/01/2010 - OTHER-SHELL ACCOUNT - MCDONALD INVESTMENTS, LLC - THIS IS NOT A DBA. IT'S A PERSONAL LLC FOR TAX AND LIABILITY PURPOSES. - TIME SPENT 100% - URBANA, MD.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-12

S66 Uniform Combined State Law Examination

2001-10-12

View on SEC IAPD