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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2019-06-17 |
| CT | RA | APPROVED | 2003-01-28 |
Branch Locations
69 State St, Albany, NY 12207 • United States
Pittsfield, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsfield | MA | 01/2003 | Present |
| Bank Of America, N.A. | Albany | NY | 12/2009 | Present |
I*105115 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME: J. M T. INVESTMENT RELATED: NO ADDRESS OF BUSINESS: PITTSFIELD, MASSACHUSETTS 1201 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 7/1/2016 NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SINGLE FAMILY HOME THAT I NOW RENT OUT. I*127183 Entity Type: Non-Profit Organization Name of outside business organization: Northern Berkshire Youth Hockey Investment related: No Address of business: North Adams, Massachusetts 01201 Position, title, association: Part-Time, Start date of relationship: 11/2/2019 Number of hours devoted: 6 hrs Mthly Number of hours devoted during trading hours: 0 Duties: Northern Berkshire Youth Hockey has promoted the sport of Ice Hockey for ages 4-18 for the last 50 years. I will be working as a Youth Hockey Referee. I*: 448285 Entity Type: Charitable Name of outside business organization: The Rotary Club of Pittsfield Investment related: No Address of business: Pittsfield, Massachusetts 01201 Position, title, association: Committee, Board Member, Officer Start date of relationship: 12/14/2020 Number of hours devoted: 10 hr Mthly Number of hours devoted during trading hours: 4 hrs mthly Duties: Help build community good will and raise money for those less fortunate.Help build community good will and raise money for less fortunate. I*2167262, Entity Type: Fiduciary role Name of OBA: M S T 2018 Rev Trust, Address: Pittsfield, Massachusetts, 01201, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 16-Jan-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Co-Trustee I*2260263, Entity Type: Fiduciary role Name of OBA: The B D. S Rev Trust May 15, 2019, Address: Pittsfield, Massachusetts, 01201, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 26-Mar-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Trustee I*2260264, Entity Type: Fiduciary role Name of OBA: The Estate of B D. S, Address: Pittsfield, Massachusetts, 01201, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 26-Mar-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Executor I*5530270, Entity Type: , Name of OBA: J M T TTEE J L T TTEE U/A DTD 04/15/2026 , Address: Pittsfield, Massachusetts, 01201, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 08/21/2026, No Hours: 2 Yearly, No Hours during Trading: 2 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-07 |
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