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Employer firm

Financial Security Advisory Inc CRD 110746

$1.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Financial Security Advisory Inc

477 Viking Drive Suite 305, Virginia Beach, VA 23452 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2000-01-11
  • VA RA
    APPROVED
    Since 2000-01-11

Branch Locations

575 Lynnhaven Pkwy Suite 310, Va Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Security Managment, Inc. Virginia Beach VA 05/2002 Present
Financial Security Advisory , Inc. Virginia Beach VA 04/1999 Present
Other Businesses

FINANCIAL SECURITY GROUP, INC.; INVESTMENT-RELATED: YES; ADDRESS: 477 VIKING DRIVE, STE 305, VIRGINIA BEACH VA 23452; NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE SALES, FINANCIAL ADVISORY SERVICES; POSITION: AGENT; START DATE: 12/12/1999; APPROX. HRS PER MO: 120; APRROX HRS DURING TRADING HRS: 120; DUTIES: PREPARE QUOTES AND APPLICATIONS FOR LIFE AND HEALTH INSURANCE, PREPARE FINANCIAL PLANS & PROVIDE ADVISORY SERVICES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-08-01
S65 Uniform Investment Adviser Law Examination 1999-12-12
  • S63 Uniform Securities Agent State Law Examination
    2006-08-01
  • S65 Uniform Investment Adviser Law Examination
    1999-12-12
Designations
  • Certified Financial Planner
Other Names
  • Moe C Kim

View on SEC IAPD

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