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Equitable Advisors, LLC CRD 6627
$42.5B regulatory AUM 171,648 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-24 |
| IL | RA | APPROVED | 2022-05-23 |
| KY | RA | APPROVED | 2014-07-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York City | NY | 12/2011 | 06/2020 |
| Whelan Event Services | Cleveland | OH | 02/2013 | 08/2024 |
| Equitable Advisors, Llc | New York | NY | 12/2011 | Present |
1. Member LLC, K Holdings LLC Newport KY, since 9/29/2014, 2 hrs./month. 2. member LLC, RJAK Holdings LLC, Newport KY - registered Agent/member, since 4/1/2016, 1 hr/month. 3. Various outside insurance carrier appointments.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-25 |
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