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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| CT | RA | APPROVED | 2012-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Madison | CT | 04/2012 | Present |
1. Vista Endowment Fund; 107 Bradley Road, Madison, CT 06443; Helping adults with disabilities; Deputy Treasurer; Attend meetings; 01/01/2021; 6 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-02 |
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