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Lisa Dolores Batcho

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Mary, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-05-23
FL RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-05-23
  • FL RA
    APPROVED
    Since 2009-10-23

Branch Locations

250 International Pkwy, Lake Mary, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Heathrow FL 10/2009 Present
Bank Of America, N.A. Heathrow FL 12/2009 Present
Previous Registrations
  • 2018-07-02 → 2018-07-03
    Wells Fargo Clearing Services, Llc
    Orlando, FL
  • 2003-03-17 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Orlando, FL
    Orlando, FL
    Winter Springs, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-12
S63 Uniform Securities Agent State Law Examination 2001-08-20
  • S66 Uniform Combined State Law Examination
    2003-03-12
  • S63 Uniform Securities Agent State Law Examination
    2001-08-20

View on SEC IAPD

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