Wendy Marie Livingston

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → 09/2024
  Peoplesbank
  York, PA
• 06/2013 → 10/2016
  Cetera Advisor Networks Llc
  El Segundo, CA
• 11/2016 → 09/2024
  Lpl Financial, Llc
  York, PA
• 09/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2024 → Present
  Orrstown Bank Dba Orrstown Financial Advisors
  York, PA
• 09/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-11-18 → 2024-09-18
  Lpl Financial Llc
  York, PA
  York, PA
  San Diego, CA
  Glen Rock, PA
  Spring Grove, PA
  York, PA
  York, PA
  York, PA
  Shrewsbury, PA
  Bel Air, MD
  Baltimore, MD
  Fallston, MD
  Baltimore, MD
  Parkton, MD
  Westminster, MD
  Hunt Valley, MD
  Elizabethtown, PA
  Elizabethtown, PA
  Jacobus, PA
  Hanover, PA
  Hanover, PA
  York, PA
  York, PA
  Stewartstown, PA
  New Freedom, PA
  York, PA
  York, PA
  York, PA
  Camp Hill, PA
  Dover, PA
  Hanover, PA
  Hanover, PA
  Shrewsbury, PA
  Brogue, PA
  Red Lion, PA
  York, PA
  Bel Air, MD
  Bel Air, MD
  York, PA
• 2015-04-21 → 2016-11-18
  Cetera Wealth Services, Llc
  Mechanicsburg, PA
  York, PA

Other Businesses

1. NAME OF OTHER BUSINESS: ORRSTOWN BANK DBA ORRSTOWN FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK / SECURITIES DBA; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR OF CETERA ADVISOR NETWORKS BUSINESS, NO BANK OR TRUST DEPARTMENT DUTIES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-15
• S63 Uniform Securities Agent State Law Examination
  2001-08-28

Other Names

• Wendy Marie Fair
• Wendy Marie Livingston