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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2020-01-21 |
| TX | RA | APPROVED | 2006-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kansas City | MO | 06/2006 | Present |
| Bank Of America,Na | Kansas City | MO | 11/2009 | Present |
I*1298269 For profit or not for profit: Entity Charitable Name of outside business organization: Raymore-Peculiar Public School Foundation Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Finance committee"]] Start date of relationship: 6/1/2023 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Foundation supporting educational opportunities students, teachers, staff & community. Asked to be part of the finance committee - reviewing budgets, cash flows, etc. No custody of any funds or other conflicts. There will not be any individual responsibilities - all collectively with other members. Believe there are 8 total members. At least one other member with a background in finance, one with some sort of accounting background and one with a legal background.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-16 |
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