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Katharine Kim

Ami Asset Management Corp

Los Angeles, CA

CRD 4417008

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Employer firm

Ami Asset Management Corp CRD 110291

$1.93B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • MODEL BASED PROGRAMS

From the firm’s Form ADV. Read the guides:

Current Employers
Ami Asset Management Corp

10866 Wilshire Blvd., Ste 770, Los Angeles, CA 90024 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-14
  • CA RA
    APPROVED
    Since 2025-05-14

Branch Locations

10866 Wilshire Blvd Ste 770, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ami Asset Management Los Angeles CA 04/2002 Present
  • 04/2002 → Present
    Ami Asset Management
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-22
  • S65 Uniform Investment Adviser Law Examination
    2002-07-22
Other Names
  • Katherine H Liu
  • Katharine H Liu

View on SEC IAPD

Nearby Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC

Nearby Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER

Nearby Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA

More in Los Angeles, CA

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