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Katharine Kim

Ami Asset Management Corp

Los Angeles, CA

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Current Employers
Ami Asset Management Corp

10866 Wilshire Blvd., Ste 770, Los Angeles, CA 90024 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-14
  • CA RA
    APPROVED
    Since 2025-05-14

Branch Locations

10866 Wilshire Blvd Ste 770, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ami Asset Management Los Angeles CA 04/2002 Present
  • 04/2002 → Present
    Ami Asset Management
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-22
  • S65 Uniform Investment Adviser Law Examination
    2002-07-22
Other Names
  • Katherine H Liu
  • Katharine H Liu

View on SEC IAPD

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