Vivian Masayo Tsai

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → Present
  Tiaa
  El Cerrito, CA
• 02/2014 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  El Cerrito, CA

Previous Registrations

• 2005-11-23 → 2014-02-24
  Blackrock Fund Advisors
  San Francisco, CA
• 2003-09-29 → 2005-10-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
• 2002-01-30 → 2003-08-26
  Morgan Stanley Dw Inc.
  San Francisco, CA

Other Businesses

(1) COLLEGE SAVINGS FOUNDATION POSITION: Treasurer & Executive Committee Member NATURE: Promote saving for college and post-secondary/higher education INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/26/2018 ADDRESS: 1300 Piccard Dr., Suite LL14, Rockville MD 20850, United States DESCRIPTION: Board Director (2) LANDLORD, RENTAL PROPERTY POSITION: Landlord NATURE: Rental property owner. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 535 Pierce Street, Unit 3202, Albany CA 94706, United States DESCRIPTION: Landlord & Property Manager (3) LANDLORD, RENTAL PROPERTY POSITION: Landlord NATURE: Rental property owner. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 535 Pierce Street, Unit 1313, Albany CA 94530, United States DESCRIPTION: Landlord

Exams

• S66 Uniform Combined State Law Examination
  2001-10-04

Other Names

• Vivian Tsai
• Vivian Tsai Lobsang