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Michael David Trnka

LPl Financial LLC

Waite Park, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-10-09
ND RA APPROVED 2023-10-09
  • MN RA
    APPROVED
    Since 2023-10-09
  • ND RA
    APPROVED
    Since 2023-10-09

Branch Locations

110 2Nd St. S, Suite 304, Waite Park, MN 56387 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance St Cloud MN 11/2014 10/2023
Focus Financial St Cloud MN 11/2014 10/2023
Lpl Financial Waite Park MN 10/2023 Present
  • 11/2014 → 10/2023
    Royal Alliance
    St Cloud, MN
  • 11/2014 → 10/2023
    Focus Financial
    St Cloud, MN
  • 10/2023 → Present
    Lpl Financial
    Waite Park, MN
Previous Registrations
  • 2014-12-03 → 2023-10-03
    Focus Financial
    Waite Park, MN
    West Fargo, ND
  • 2009-08-10 → 2014-12-02
    Lpl Financial Llc
    St Cloud, MN
    E Grand Forks, MN
  • 2003-02-10 → 2009-08-07
    Invest Financial Corporation
    St. Cloud, MN
    Lisbon, ND
    Breckenridge, MN
    Wahpeton, ND
    Saint Cloud, MN
  • 2001-08-21 → 2002-12-31
    Invest Financial Corporation
    Crookston, MN
Other Businesses

1- 08/2023 / Trnka Financial LLC / Business Entity For Tax/Investment Purposes Only / NON INVSTMNT RLTD / 160 HRS MNTH / 120 HRS DURING TRADING/START DATE 7/22/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-18
  • S66 Uniform Combined State Law Examination
    2001-07-18

View on SEC IAPD

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Other Offices

EFS ADVISORS · Waite Park, MN
COMMONWEALTH FINANCIAL NETWORK · Saint Cloud, MN
OSAIC WEALTH, INC. · ST. CLOUD, MN
EDWARD JONES · WAITE PARK, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
BANKERS LIFE ADVISORY SERVICES, INC. · St Cloud, MN
LPL FINANCIAL LLC · ST. CLOUD, MN
PRINCIPAL SECURITIES, INC. · SAINT CLOUD, MN

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