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212 South Alcaniz Street, Pensacola, FL 32502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-02 |
Branch Locations
212 South Alcaniz Street, Pensacola, FL 32502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Pensacola | FL | 01/2008 | 09/2023 |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2013 | Present |
| Synovus Bank | Pensacola | FL | 10/2023 | 04/2024 |
| Fsa - Investment Group | Pensacola | FL | 05/2024 | Present |
| Fsa Investment Group, Llc | Pensacola | FL | 05/2024 | Present |
Chief Compliance Officer and Chief Operations Officer for FSA Investment Group LLC (FSA IG). FSA-IG is a RIA that has common ownership with FSA Securities LLC. FSA-IG manages assets for Native American Tribes across the US but is separate and distinct from FSA Securities. Matthew spends 30 hrs per week within FSA-IG.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-14 |
| S66 | Uniform Combined State Law Examination | 2004-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-14 |
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