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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| OH | RA | APPROVED | 2011-06-10 |
Branch Locations
31099 Chagrin Boulevard, Pepper Pike, OH 44124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Beachwood | OH | 06/2011 | Present |
*625157- Thrive Through Tennis; Investment related: No; Broadview Heights, Ohio; Recreation; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 02/2025; During business hours: 0; After business hours: 2; Secretary. Attending Board Meetings Recording Minutes of Meeting
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-30 |
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