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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-21
MN RA APPROVED 2013-11-19
IL RA APPROVED 2008-03-31
  • TX RA
    APPROVED_RES
    Since 2016-01-21
  • MN RA
    APPROVED
    Since 2013-11-19
  • IL RA
    APPROVED
    Since 2008-03-31

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Plymouth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Minnetonka MN 03/2008 Present
City National Bank Minnetonka MN 08/2017 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Minnetonka, MN
  • 08/2017 → Present
    City National Bank
    Minnetonka, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-28
S63 Uniform Securities Agent State Law Examination 2005-08-19
  • S66 Uniform Combined State Law Examination
    2008-03-28
  • S63 Uniform Securities Agent State Law Examination
    2005-08-19

View on SEC IAPD

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