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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2013-11-04 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
Earlysville, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlottesville | VA | 11/2013 | Present |
| Private Advisor Group, Llc | Charlottesville | VA | 11/2013 | Present |
(1) 11/1/2013: Monticello Wealth Management LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 100% - Fees and commission - for accounting purposes only. (2) 12/23/2013: Private Advisor Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 100% - Advisory services provided by RIA. (3) 3/7/2019 - Private Advisor Group - DBA: (Hybrid) Monticello Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/07/2019 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 3/6/2019. I expect to spend approximately 0 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4). 04/29/2019 - Monticello Wealth Management LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:01/10/2019 - 160 hrs/mo - 40 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-13 |
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