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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2013-11-04
  • VA RA
    APPROVED
    Since 2013-11-04

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Earlysville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Charlottesville VA 11/2013 Present
Private Advisor Group, Llc Charlottesville VA 11/2013 Present
Previous Registrations
Other Businesses

(1) 11/1/2013: Monticello Wealth Management LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 100% - Fees and commission - for accounting purposes only. (2) 12/23/2013: Private Advisor Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 100% - Advisory services provided by RIA. (3) 3/7/2019 - Private Advisor Group - DBA: (Hybrid) Monticello Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/07/2019 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 3/6/2019. I expect to spend approximately 0 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4). 04/29/2019 - Monticello Wealth Management LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:01/10/2019 - 160 hrs/mo - 40 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-15
S63 Uniform Securities Agent State Law Examination 2001-09-13
  • S66 Uniform Combined State Law Examination
    2007-02-15
  • S63 Uniform Securities Agent State Law Examination
    2001-09-13

View on SEC IAPD

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