Richard L Rodrigue

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2022-05-18

VT RA
APPROVED

Since 2022-05-18

Branch Locations

67 Washington Street, Fair Haven, VT 05743 • United States

50 West St, Rutland, VT 05701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Brokerage Services, Inc.	Waverly	IA	04/2005	Present
Heritage Family Credit Union	Rutland	VT	04/2005	Present
Lpl Financial Llc	Rutland	VT	05/2022	Present

04/2005 → Present

Cuna Brokerage Services, Inc.

Waverly, IA
04/2005 → Present

Heritage Family Credit Union

Rutland, VT
05/2022 → Present

Lpl Financial Llc

Rutland, VT

Previous Registrations

2005-04-25 → 2022-05-18

Cuna Brokerage Services, Inc.

Bennington, VT

Rutland, VT

Rutland, VT
2002-01-16 → 2005-04-11

Morgan Stanley Dw Inc.

Rutland, VT

Other Businesses

1.05/18/2022-Heritage Family FCU-Investment Related-At Reported Business Location(s)-Notary-Start Date: 12/2018-1 Hours Per Month/0Hours During Securities Trading. 2. 05/23/2022 - Heritage Way-Investments, Insurance, Retirement - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hours Per Month/0 Hours During Securities Trading. 3. 09/05/2024 - Heritage Family Credit Union - Financial Institution Duty - Not Investment Related - At Reported Business Location(s) - Start Date 09/02/2024 - 1 Hour Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-09-27

S66 Uniform Combined State Law Examination

2001-09-27

View on SEC IAPD