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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-22
AR RA APPROVED 2024-10-18
  • TX RA
    APPROVED_RES
    Since 2024-10-22
  • AR RA
    APPROVED
    Since 2024-10-18

Branch Locations

3300 Market Street Suite 120, Rogers, AR 72758 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fayetteville AR 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fayetteville AR 11/2016 10/2024
Raymond James & Associates, Inc. Rogers AR 10/2024 Present
Previous Registrations
Other Businesses

FELLOWSHIP BIBLE CHURCH OF NWA, NOT INVT RELATED, FAYETTEVILLE, ARKANSAS, TECHNICAL ENGINEER, START DATE 9/1/2022, 12 HRS PER MONTH, 0 HRS DURING TRADING, ENGINEERING SOUND, LIGHTS AND GRAPHICS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-25
S63 Uniform Securities Agent State Law Examination 2001-07-16
  • S65 Uniform Investment Adviser Law Examination
    2005-02-25
  • S63 Uniform Securities Agent State Law Examination
    2001-07-16

View on SEC IAPD

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