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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-22 |
| NY | RA | APPROVED | 2025-01-13 |
| VA | RA | APPROVED | 2022-04-28 |
| CO | RA | APPROVED | 2020-12-18 |
| AZ | RA | APPROVED | 2020-07-07 |
| MI | RA | APPROVED | 2020-06-11 |
| WV | RA | APPROVED | 2020-06-08 |
| KY | RA | APPROVED | 2020-06-02 |
| OH | RA | APPROVED | 2020-06-02 |
| PA | RA | APPROVED | 2020-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Investor Services Llc | Pittsburgh | PA | 02/2008 | 01/2020 |
| Park Avenue Securities Llc | New York | NY | 03/2015 | 01/2020 |
| Park Avenue Securities | Pittsburgh | PA | 01/2020 | Present |
| Guardian Life Insurance | Pittsburgh | PA | 01/2020 | Present |
1) Non-Guardian Insurance Sales- Sale of fixed annuities and insurance with companies outside of Guardian through brokerage., Start: 03/14/2022, Address: 244 Blvd of the Allies Pittsburgh, PA 15222, 1 total hours per month 0 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-21 |
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