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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-09-02 |
| SD | RA | APPROVED | 2010-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sioux Falls | SD | 08/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 11/2016 | Present |
NORTHERN STATE UNIVERSITY; INV. RELATED; ABERDEEN,SD; FINANCE & AUDIT COMMITTEE MEMBER; START DATE 07/01/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; ATTENDING MEETINGS TO REVIEW FINANCIALS AND RECOMMEND AUDIT APPROVALS TO THE BOARD. PRAIRIEWOOD HOA, NOT INVT RELATED, ABERDEEN, SD, BOARD OF DIRECTORS, START DATE 4/25/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, DISCUSSING CONSTRUCTION OF HOMES, LAWN MOWING, WATER USAGE, ROAD REPAIRS. VOTING ON AMENDMENTS TO BYLAWS, APPROVING NEW CONSTRUCTION AND IMPROVEMENTS. ABERDEEN FAMILY YMCA; NOT INV. RELATED; ABERDEEN, SD; TREASURER; START DATE 9/18/2023; 5 HRS PER MONTH; 5 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, PRESENT FINANCIAL REPORTS FROM CFO. | NORTHERN STATE UNIVERSITY FOUNDATION; NOT INV RELATED; ABERDEEN, SD; INVESTMENT COMMITTEE MEMBER; 05/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; PROVIDE FINANCIAL ASSISTANCE TO NORTHERN STATE UNIVERSITY AND ITS STUDENTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-28 |
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