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Kristin Anna Chim

Osaic Institutions, Inc.

Prior Lake, MN

CRD 4415761

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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-03-24
  • MN RA
    APPROVED
    Since 2025-03-24

Branch Locations

2573 Credit Union Drive, Prior Lake, MN 55372 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Metro Federal Credit Union Prior Lake MN 01/2011 Present
Cuso Financial Services, Lp San Diego CA 01/2011 03/2025
Osaic Institutions, Inc. Meriden CT 03/2025 Present
  • 01/2011 → Present
    South Metro Federal Credit Union
    Prior Lake, MN
  • 01/2011 → 03/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 03/2025 → Present
    Osaic Institutions, Inc.
    Meriden, CT
Previous Registrations
  • 2011-02-14 → 2025-03-21
    Cuso Financial Services, L.P.
    Prior Lake, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-10
  • S66 Uniform Combined State Law Examination
    2001-08-10
Other Names
  • Kristin Anna Bruender
  • Kristin Anna Bruender
  • Kristin A Chim

View on SEC IAPD

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