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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-10-21
  • GA RA
    APPROVED
    Since 2016-10-21

Branch Locations

1104 N Peachtree Pkwy Ste 100, Peachtree Cty, GA 30269 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 10/2000 09/2016
Northwestern Mutual Investment Services Llc Columbus GA 09/2016 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2016 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2016 Present
  • 10/2000 → 09/2016
    Wells Fargo Advisors Llc
    Atlanta, GA
  • 09/2016 → Present
    Columbus, GA
  • 09/2016 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2004-08-02 → 2016-10-26
    Columbus, GA
    Pine Mountain, GA
    Newnan, GA
    Savannah, GA
    Atlanta, GA
    Phenix City, AL
    Newnan, GA
    Columbus, GA
    Atlanta, GA
    Atlanta, GA
    Newnan, GA
    Hamilton, GA
    Newnan, GA
    Newnan, GA
    Manchester, GA
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. TREASURER, NATIONAL WILD TURKEY FEDERATION (NWTF) - HARRIS COUNTY, GA. CHAPTER, 1059 KING PLACE DRIVE, COLUMBUS, , GEORGIA, 31904, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 09/18/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER - WRITING CHECKS, MAKING DEPOSITS INTO ORGANIZATION'S CHECKING ACCOUNT 3. 100% OWNER, 1059 KING PLACE DRIVE, 1059 KING PLACE DRIVE, COLUMBUS, , GEORGIA, 31904, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/20/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TIMBER LAND MANAGEMENT - PLANTING AND HARVESTING TREES 4. 100% OWNER, LCP ASSOCIATES, LLC, LEGAL ENTITY, START DATE: 8/1/2016, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, THIS IS AN LLC CREATED SPECIFICALLY FOR CONDUCTING MY NM WEALTH MANAGEMENT PRATICE, I RUN ALL BUSINESS EXPENSES THROUGH IT. INVESTMENT RELATED. 5. OWNER, CALIBURN PROPERTIES 1104, LLC, INVESTMENT PROPERTY, START DATE: 8/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PROPERTY CO-OWNER; INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-27
S63 Uniform Securities Agent State Law Examination 2000-12-08
  • S65 Uniform Investment Adviser Law Examination
    2004-07-27
  • S63 Uniform Securities Agent State Law Examination
    2000-12-08
Other Names
  • Randy Lester

View on SEC IAPD

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