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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2016-10-21 |
Branch Locations
1104 N Peachtree Pkwy Ste 100, Peachtree Cty, GA 30269 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Atlanta | GA | 10/2000 | 09/2016 |
| Northwestern Mutual Investment Services Llc | Columbus | GA | 09/2016 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2016 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. TREASURER, NATIONAL WILD TURKEY FEDERATION (NWTF) - HARRIS COUNTY, GA. CHAPTER, 1059 KING PLACE DRIVE, COLUMBUS, , GEORGIA, 31904, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 09/18/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER - WRITING CHECKS, MAKING DEPOSITS INTO ORGANIZATION'S CHECKING ACCOUNT 3. 100% OWNER, 1059 KING PLACE DRIVE, 1059 KING PLACE DRIVE, COLUMBUS, , GEORGIA, 31904, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/20/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TIMBER LAND MANAGEMENT - PLANTING AND HARVESTING TREES 4. 100% OWNER, LCP ASSOCIATES, LLC, LEGAL ENTITY, START DATE: 8/1/2016, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, THIS IS AN LLC CREATED SPECIFICALLY FOR CONDUCTING MY NM WEALTH MANAGEMENT PRATICE, I RUN ALL BUSINESS EXPENSES THROUGH IT. INVESTMENT RELATED. 5. OWNER, CALIBURN PROPERTIES 1104, LLC, INVESTMENT PROPERTY, START DATE: 8/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PROPERTY CO-OWNER; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-08 |
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