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3000 East Birch Street Suite 101, Brea, CA 92821 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-16 |
| CA | RA | APPROVED | 2015-01-12 |
Branch Locations
3000 East Birch Street Suite 101, Brea, CA 92821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Brea | CA | 02/2009 | Present |
| Des Financial Group, Llc | Brea | CA | 12/2014 | Present |
1. 10/09/2008 - REAL ESTATE RENTAL - INV REL - 1880 BURGANDY, LAKE HAVASU CITY, CA 86404 2. 12/11/2008 - DES FINANCIAL GROUP - NON-VARIABLE INSURANCE DBA - 1% TIME SPENT - FIXED LINES & LTC 3. 07/28/2015 - DES FINANCIAL GROUP, LLC - INV REL - 3000 EAST BIRCH STREET, SUITE 103, BREA, CA 92821 - REGISTERED INVESTMENT ADVISOR HYBRID - START 02/11/2015 - 140 HOUR PER MONTH, 0 DURING TRADING - IAR 4. 07/15/2016 * DES Financial Group, LLC * Real Estate Rental * INV REL * 3000 East Birch Street, Suite 103, Brea, CA 92821 * DES Financial Group, LLC: two office for rent. May be covered by override agreement or just monthly rental. * START 07/13/2016 * 1 HRS/MO; 0 DURING SECS TRDG HRS. 3. DAVID E. SWEET - INV REL - 3000 EAST BIRCH STREET, SUITE 103, BREA, CA 92821 - REGISTERED REPRESENTATIVE - HYBRID ADVISOR - DES FINANCIAL GROUP, LLC - START 02/02/2009 - 20 HOUR PER MONTH, 15 DURING TRADING - BROKERAGE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-05-23 |
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