Emil Silvester Rufolo

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1989 → Present
  Emil S. Rufolo Cpa Pllc
  Summit, NJ
• 10/2002 → 10/2019
  1St Global
  Summit, NJ
• 06/2007 → 10/2019
  1St Global Advisors, Inc.
  Summit, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc
  Summit, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Summit, NJ
• 07/2022 → Present
  Avantax Planning Partners, Inc.
  Summit, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Parsippany, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Parsippany, NJ
• 2017-01-11 → 2019-10-25
  1St Global Advisors Inc
  Summit, NJ

Other Businesses

BOARD OF DIRECTORS-PATRIOT PATH COUNCIL BOY SCOUTS OF AMERICA POSITION: Executive Board Member NATURE: Boy Scouts Of America-Patriot Path Council runs three scout camps and provides training to individual unit leadership. Runs council wide youth activities and scouting resource to units within council. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016 DESCRIPTION: Executive board member - attend board meetings, ensure council is financially secure and following it's mission to provide activities and support to units and the individuals it serves. EMIL S. RUFOLO CPA PLLC POSITION: PARTNER NATURE: INVESTMENT RELATED: No NUMBER OF HOURS: SECURITIES TRADING HOURS: START DATE: 01/01/1989 ADDRESS: 51 Wade Drive, Summit NJ 07901, United States DESCRIPTION:

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-12-14