Catherine Chiou Rong Chen

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → Present
  Catherine Chen Insurance Agency
  Cupertino, CA
• 12/2001 → Present
  State Farm Vp Management Corp.
  Cupertino, CA
• 07/2009 → 03/2017
  State Farm Investment Management Corp.
  Cupertino, CA
• 08/2018 → Present
  State Farm Investment Management Corp
  Cupertino, CA

Previous Registrations

• 2009-07-20 → 2017-03-31
  State Farm Investment Management Corp.
  Cupertino, CA
  Cupertino, CA
• 2006-10-25 → 2008-12-31
  State Farm Investment Management Corp.
  Cupertino, CA

Other Businesses

1) CUPERTINO ADOBE, LLC; INVESTMENT-RELATED; 20132 STEVENS CREEK BLVD., CUPERTINO, CA 95014; INVESTMENT OR COMMERCIAL PROPERTY; PARTNER; 07/2009; 2-HOURS PER MONTH DEVOTED; ZERO DURING TRADING HOURS; OWN BUILDING, RENT TO ONE TENANT; LLC TO OWN SF AGENCY BUILDING AND TENANT 2) Catherine Chen's Insurance Agency; Insurance Agency; Investment-related; 20132 Stevns Crk Blvd Cupertino, CA 95014-2389; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2001; 80; 80; Service customers and supervise employees

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-08-30

Designations

• Chartered Financial Consultant

Other Names

• Chiou Rong Chen