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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-10-01
  • OH RA
    APPROVED
    Since 2019-10-01

Branch Locations

2030 E. Speedway Blvd, Hartville, OH 44632 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Securities, Inc Dublin OH 06/2001 10/2019
Nationwide/ David Varner Agency Canton OH 12/2003 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
  • 06/2001 → 10/2019
    Nationwide Securities, Inc
    Dublin, OH
  • 12/2003 → 10/2019
    Nationwide/ David Varner Agency
    Canton, OH
  • 10/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2019 → Present
    Fairfield, IA
Other Businesses

1. RENTAL PROPERTY OWNER, 1723 GIBBS AVE, CANTON, OH, 08/01/2002. NIR-0/WK-0/TRADING. 2. KYLER AND COMPANY, 203 S PROSPECT AVE, HARTVILLE, OH, 06/03/2002. PART OWNER, TO PROVIDE TAX AND LEGAL LIABILITY. NIR-0/WK-0/TRADING. 3. RENTAL PROPERTY OWNER, 600 WOODLAND AVE, HARTVILLE, OH, 07/01/2008. NIR-0/WK-0/TRADING. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 10/01/19. 5. THE AGENCY CLUSTER, LLC, 9930 JOHNNYCAKE RIDGE RD, UNIT 3D, MENTOR, OH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/01/21, NIR, 5 HR/WK- 0/TRADING HR. 6. VARNER FINANCIAL SERVICES, 203 Prospect Avenue South, Hartville OH 44632, United States, 08/18/2025, Owner, DBA Name, NIR, 120 HR/MO - 90 HR/MO TRADING 7. THE AGENCY COLLECTIVE LLC, 11335 Concord Hambden Rd Concord Township OH 44077 United States, 05/2025, Owner, Marketing, NIR, 40 HR/MO - 40 HR/MO TRADING

View on SEC IAPD

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