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Marilyn Ashley Rios

Dakota Wealth, LLC

Palm Beach Gardens, FL

Newington, NH

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Current Employers
Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED_RES 2019-02-19
  • NH RA
    APPROVED_RES
    Since 2019-02-19

Branch Locations

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

100 Arboretum Drive Suite 109, Newington, NH 03801 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Genery Wealth Management, Llc Portsmouth NH 07/2014 09/2018
Lpl Financial, Llc Portsmouth NH 03/2015 11/2016
Dakota Wealth, Llc (Formerly Oakmont Partners, Llc) Portsmouth NH 01/2017 02/2019
Dakota Wealth, Llc Portsmouth NH 02/2019 Present
  • 07/2014 → 09/2018
    Genery Wealth Management, Llc
    Portsmouth, NH
  • 03/2015 → 11/2016
    Lpl Financial, Llc
    Portsmouth, NH
  • 01/2017 → 02/2019
    Dakota Wealth, Llc (Formerly Oakmont Partners, Llc)
    Portsmouth, NH
  • 02/2019 → Present
    Dakota Wealth, Llc
    Portsmouth, NH
Previous Registrations
  • 2017-02-02 → 2019-03-25
    Dakota Wealth, Llc
    Portsmouth, NH
    Palm Beach Gardens, FL
  • 2014-08-12 → 2019-02-28
    Genery Wealth Management, Llc
    Portsmouth, NH
  • 2010-02-09 → 2015-03-19
    Commonwealth Financial Network
    Portsmouth, NH
    Exeter, NH
    Waltham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-18
S63 Uniform Securities Agent State Law Examination 2004-12-21
  • S65 Uniform Investment Adviser Law Examination
    2009-11-18
  • S63 Uniform Securities Agent State Law Examination
    2004-12-21
Other Names
  • Marilyn Ann Bailey
  • Marilyn Ann Morrison
  • Marilyn Ann Morrison
  • Marilyn Ashley Genery
  • Marilyn Ashley Genery

View on SEC IAPD

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