Marilyn Ashley Rios

Employer firm

Dakota Wealth, LLC CRD 297987

$6.94B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers
• OUTSOURCED INVESTMENT ADVISORY SERVICES FOR OTHER ADVISERS; TAX PREPARATION/FILING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 09/2018
  Genery Wealth Management, Llc
  Portsmouth, NH
• 03/2015 → 11/2016
  Lpl Financial, Llc
  Portsmouth, NH
• 01/2017 → 02/2019
  Dakota Wealth, Llc (Formerly Oakmont Partners, Llc)
  Portsmouth, NH
• 02/2019 → Present
  Dakota Wealth, Llc
  Portsmouth, NH

Previous Registrations

• 2017-02-02 → 2019-03-25
  Dakota Wealth, Llc
  Portsmouth, NH
  Palm Beach Gardens, FL
• 2014-08-12 → 2019-02-28
  Genery Wealth Management, Llc
  Portsmouth, NH
• 2010-02-09 → 2015-03-19
  Commonwealth Financial Network
  Portsmouth, NH
  Exeter, NH
  Waltham, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-11-18
• S63 Uniform Securities Agent State Law Examination
  2004-12-21

Other Names

• Marilyn Ann Bailey
• Marilyn Ann Morrison
• Marilyn Ann Morrison
• Marilyn Ashley Genery
• Marilyn Ashley Genery