Steven Grady Carver

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 05/2018
  Mml Investors Services, Llc
  Charlotte, NC
• 05/2018 → 04/2023
  Donoghue Forlines, Llc
  Boston, MA
• 06/2018 → 04/2023
  Northern Lights Distributors, Llc
  Elkhorn, NE
• 04/2023 → Present
  Lpl Financial Llc
  Matthews, NC

Previous Registrations

• 2020-02-25 → 2023-04-05
  Donoghue Forlines Llc
  Boston, MA
• 2017-03-25 → 2018-05-08
  Mml Investors Services, Llc
  Matthews, NC
  Charlotte, NC
  Charlotte, NC
• 2010-04-28 → 2017-03-25
  Msi Financial Services, Inc.
  Charlotte, NC
  Greensboro, NC
  Matthews, NC
  Charlotte, NC
• 2009-10-26 → 2009-12-31
  Evergreen Investment Management Co
  Boston, MA
• 2003-04-04 → 2005-09-02
  T. Rowe Price Advisory Services, Inc.
  Tampa, FL
• 2001-09-06 → 2002-09-11
  Prudential Equity Group, Llc
  St. Petersburg, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-10-22
• S63 Uniform Securities Agent State Law Examination
  2001-09-13

Other Names

• Steven Grady Carver
• Steven G Carver
• Steve Carver
• Steven G Carver
• Steven G Carver Jr