David G Redick

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-10-13
OH	RA	APPROVED	2016-08-02

TX RA
APPROVED

Since 2016-10-13
OH RA
APPROVED

Since 2016-08-02

Branch Locations

1011 W. Main Street, Troy, OH 45373 • United States

3450 W Siebenthaler Ave, Dayton, OH 45406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Securities Llc	Wapakoneta	OH	06/2016	10/2017
Progress Farms	Piqua	OH	10/2016	Present
Jpmorgan Securities Llc	Troy	OH	10/2017	Present
Jp Morgan Chase Bank Na	Troy	OH	10/2017	Present

06/2016 → 10/2017

Jpmorgan Securities Llc

Wapakoneta, OH
10/2016 → Present

Progress Farms

Piqua, OH
10/2017 → Present

Jpmorgan Securities Llc

Troy, OH
10/2017 → Present

Jp Morgan Chase Bank Na

Troy, OH

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: PROGRESS FARMS POSITION: LAND OWNER START DATE: 10/3/2016 ADDRESS: 4010 E. Snyder Rd, Piqua, Ohio 45356 DETAILS: PROGRESS FARMS WILL PLANT AND HARVEST CROPS ON MY 10.5 ACRE RESIDENTIAL PROPERTY. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-07-25

S66 Uniform Combined State Law Examination

2016-07-25

Other Names

David Redick
Dave Redick
Dave G Redick
David Grant Redick
David G. Redick

View on SEC IAPD