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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2001-06-04
  • VA RA
    APPROVED
    Since 2001-06-04

Branch Locations

Port Republic, VA • United States

1920 Medical Ave, Ste M, Harrisonburg, VA 22801-8016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
O.D. Shrader, Cpa,Pc Harrisonburg VA 01/2001 Present
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Harrisonburg VA 09/2001 Present
  • 01/2001 → Present
    O.D. Shrader, Cpa,Pc
    Harrisonburg, VA
  • 09/2001 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Harrisonburg, VA
Other Businesses

1. 5/17/2012: REAL ESTATE RENTAL - CRYSTAL SHORES - INV REL - 1 CONDO LOCATED IN THE OUTER BANKS OF NORTH CAROLINA. RENTED BY US THROUGH PERSONAL CONTACTS. - TIME SPENT 1% - KILL DEVIL HILLS, NC. 2. 5/17/2012: OTHER-OWN/MANAGE CONDO - 1920 PROPERTIES, LLC - THE LLC OWNS TWO CONDOS, UNIT M AND UNIT L. THE LLC IS OWNED JOINTLY WITH CATHY SHRADER, MY WIFE. - TIME SPENT 1% - HARRISONBURG, VA 22801. 3. 07/17/2015 - O D SHRADER, PC - NOT INV REL - 1920 MEDICAL AVENUE, STE M, HARRISONBURG, VA 22801 - TAX PREP/ACCOUNTING/CPA - START 01/16/2001 - MAJORITY OWNER OF O.D. SHRADER, PC, A CPA FIRM SPECIALIZING IN TAX PREPARATION. 4. 11/24/2015 * Shen Valley Financial, LLC * DBA for LPL Business (entity for LPL business) * Shen Valley Financial, LLC * INV REL * AT REPORTED BUSINESS LOCATI0N(S) * START 01/01/2016 * 120 HRS/MO DURING SECS TRDG HRS. 5. 3/2/2020 - No Business Name - Not Investment Related - Location/Address: Varies - Non-Profit Board Member - Start Date: 05/14/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Member of a bank advisory board. The board meets for one hour each quarter. 6. 10/11/2023 - 1764 LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 08/01/2017 - 1 Hour Per Month/ During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-11-13
S65 Uniform Investment Adviser Law Examination 2001-05-22
  • S63 Uniform Securities Agent State Law Examination
    2001-11-13
  • S65 Uniform Investment Adviser Law Examination
    2001-05-22

View on SEC IAPD

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